lpl registered client services assistant, lpl financial (lpl)*
james.carter.lplfinancial@stcu.org
(208) 619.4082
STCU's Post Falls Branch
3903 E. Primrose Lane
Post Falls, ID 83854
Planning for retirement or other life events can be a journey, with fits and starts and twists and turns along the way.
James is here to direct traffic and help you chart a course for a fulfilling future.
As an Investment Services Associate, James makes sure that everyone is going in the same direction, handling referrals, scheduling appointments, and helping to build strong relationships between members and advisors.
James lives in Post Falls, where he loves spending time with family, staying fit at the gym, and gaming. He’s a graduate of Western Governors University, where he received a bachelor’s degree in accounting and finance.
Disclosures
*Important disclosures about STCU Investment Services and LPL.
Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates. STCU and STCU Investment Services are not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using STCU Investment Services and may also be employees of STCU. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, STCU or STCU Investment Services. Securities and insurance offered through LPL, or its affiliates are not:
| Not insured by the NCUA, or any other government agency. | Not credit union guaranteed. | Not credit union deposits or obligations. | May lose value. |
Your Credit Union STCU provides referrals to financial professionals of LPL Financial LLC (“LPL”) pursuant to an agreement that allows LPL to pay STCU for these referrals. This creates an incentive for STCU to make these referrals, resulting in a conflict of interest. STCU is not a current client of LPL for brokerage or advisory services. Please visit https://www.lpl.com/disclosures/is-lpl-relationship-disclosure.html for more detailed information.
The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.Check the background of LPL advisors on FINRA's BrokerCheck®.